Document Title 

Current Version

ITS Business rules (become effective since June 27, 2024)

pdf

Business Rules apply subject to the following provisions

- In compliance with clause 16.15. of the Business Rules, the following Agreement conclusion procedure applies from 07 June, 2023:

  • Agreements based on the Orders that specify the Qualified Investments included in HKEX Market Securities Instrument Group, as well as the following Qualified Investments included in US Market Securities Instrument Group are concluded based on the principle of proportionate conclusion of Agreements in accordance with clause 16.16. of the Business Rules;
  • Agreements based on the Orders that specify the Qualified Investments included in US Market Securities Instrument Group, except for the following Qualified Investments, are concluded based on the principle of parity conclusion of Agreements in accordance with clause 16.17. of the Business Rules;

Trading symbol

Qualified Investment Issuer
(for DRs Issuer of represented securities)

Qualified Investment type

ISIN

1.               

ADM

Archer-Daniels-Midland Company

shares

US0394831020

2.               

COTY

Coty Inc.

shares

US2220702037

3.               

GOSS

Gossamer Bio, Inc.

shares

US38341P1021

4.               

LUMN

Lumen Technologies, Inc.

shares

US5502411037

5.               

LW

Lamb Weston Holdings, Inc.

shares

US5132721045

6.               

NEM

Newmont Corporation

shares

US6516391066

7.               

RIG

Transocean Ltd.

shares

CH0048265513

8.               

M

Macy's, Inc.

shares

US55616P1049

9.               

RRGB

Red Robin Gourmet Burgers, Inc.

shares

US75689M1018

10.            

VALE

Vale S.A.

DRs representing shares

US91912E1055

11.            

WKHS

Workhorse Group Inc.

shares

US98138J2069

12.            

XRAY

DENTSPLY SIRONA Inc.

shares

US24906P1093

There is a ban on the submission of Liquidity Provider Orders.

Document Title 

Current Version

Clearing Rules (become effective since June 27, 2024)

pdf

Procedure for Additional Report Provision by ITS (become effective since June 27, 2024)

pdf

Regulations on clearing activities (become effective since September 18, 2024)

pdf

Regulations on clearing activities annexes

Annex 1: Clearing time schedule

pdf

Annex 2: Instructions on the procedure for assignment (updating) of codes assigned to members and member's clients

pdf

Annex 3: Specification of documents used in document flow between CC and Clearing Members during clearing under Contracts

pdf

Annex 4: Forms/ formats of documents used in the document flow between CC and Clearing Members in course of interaction with Settlement Depositaries, Requirements for filling in and formalisation of orders sent to CC for subsequent transfer to Settlement Depositary

pdf

Annex 5: Forms of clearing reports

pdf

 

Document Title 

Current Version

Regulations on admitting financial Instruments to Trading (effective since November 06, 2024)

pdf

Membership rules (become effective since June 19, 2024)

pdf

Compliance policies and procedures applicable to Member (become effective since June 5, 2023)

pdf

Anticorruption policy (become effective since June 5, 2023)

pdf

Information security strategy (become effective since June 5, 2023)

pdf

Confidentiality provision (become effective since June 5, 2023)

pdf

Methodology for Calculating Price Indicators at Trading (become effective since June 5, 2023)

pdf

Methodology for Setting and Modification of Price Limits for Qualified Investments (become effective since November 7, 2024)

pdf

Informing about emergency situations via SMS (application included) (become effective since April 6, 2023)

pdf

Tariffs for the Provision of Clearing Services and Other Related Services in the Conduct of Clearing Activities by International Trading System Limited (become effective since September 23, 2024)

Tariffs apply subject to the following provisions:              

  • In order to calculate fees ITS defines the List of small-cap company securities (Qualified Investments).
  • The List of small-cap company securities (Qualified Investments) is determined by ITS monthly and includes securities (Qualified Investments) belonging to the «US Market Securities» Instrument Group for which the average closing price for the last five Trading days before the date of its determination was less than 10 US dollars. ITS is entitled to carry out an extraordinary revision of the List of small-cap company securities (Qualified Investments) and the inclusion of securities (Qualified Investments) if the closing price of such securities (Qualified Investments) was less than 5 US dollars. The specified List is published on ITS Website.

pdf

 

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