|
Document Title |
Current Version |
|
ITS Business rules (become effective since November 3, 2023) |
- In compliance with clause 16.15. of the Business Rules, the following Agreement conclusion procedure applies from 07 June, 2023:
- Agreements based on the Orders that specify the Qualified Investments included in HKEX Market Securities Instrument Group, as well as the following Qualified Investments included in US Market Securities Instrument Group are concluded based on the principle of proportionate conclusion of Agreements in accordance with clause 16.16. of the Business Rules;
- Agreements based on the Orders that specify the Qualified Investments included in US Market Securities Instrument Group, except for the following Qualified Investments, are concluded based on the principle of parity conclusion of Agreements in accordance with clause 16.17. of the Business Rules;
|
№ |
Trading symbol |
Qualified Investment Issuer |
Qualified Investment type |
ISIN |
|
1. |
ADM |
Archer-Daniels-Midland Company |
shares |
US0394831020 |
|
2. |
COTY |
Coty Inc. |
shares |
US2220702037 |
|
3. |
GOSS |
Gossamer Bio, Inc. |
shares |
US38341P1021 |
|
4. |
LUMN |
Lumen Technologies, Inc. |
shares |
US5502411037 |
|
5. |
LW |
Lamb Weston Holdings, Inc. |
shares |
US5132721045 |
|
6. |
NEM |
Newmont Corporation |
shares |
US6516391066 |
|
7. |
RIG |
Transocean Ltd. |
shares |
CH0048265513 |
|
8. |
M |
Macy's, Inc. |
shares |
US55616P1049 |
|
9. |
RRGB |
Red Robin Gourmet Burgers, Inc. |
shares |
US75689M1018 |
|
10. |
VALE |
Vale S.A. |
DRs representing shares |
US91912E1055 |
|
11. |
WKHS |
Workhorse Group Inc. |
shares |
US98138J2069 |
|
12. |
XRAY |
DENTSPLY SIRONA Inc. |
shares |
US24906P1093 |
There is a ban on the submission of Liquidity Provider Orders.
|
Document Title |
Current Version |
|
Regulations on admitting financial Instruments to Trading (become effective since September 13, 2023) | |
|
Membership rules (become effective since June 5, 2023) | |
|
Application of the client - legal entity (become effective since June 5, 2023) | |
|
Agreement on provision of services aimed at arrangement of QI Trading (become effective since June 5, 2023) | |
|
Application form on admission for participation in QI Trading (become effective since June 5, 2023) | |
|
Consent to the personal data processing (become effective since June 5, 2023) | |
|
Compliance policies and procedures applicable to Member (become effective since June 5, 2023) | |
|
Anticorruption policy (become effective since June 5, 2023) | |
|
Rules of risk management in trading activities (become effective since June 5, 2023) | |
|
Information security strategy (become effective since June 5, 2023) | |
|
Confidentiality provision (become effective since June 5, 2023) | |
|
Methodology for Calculating Price Indicators at Trading (become effective since June 5, 2023) | |
|
Methodology for Setting and Modification of Price Limits for Qualified Investments (become effective since March 1, 2024) | |
|
Informing about emergency situations via SMS (application included) (become effective since April 6, 2023) | |
|
Tariffs for Trading Services (become effective since September 1, 2023) |